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![]() << Return to previous page | Parliamentary Joint Committee on Electoral Matters Navigation: Previous Page | Contents | Next Page Chapter 3 Maintaining the electoral rollBackground3.1 At the announcement of the 2010 federal election, 13 944 532 electors were on the Commonwealth electoral roll. This indicates that the roll had grown since the 2007 election by some 347 993 electors.[1] 3.2 Following the original close of rolls on 22 July 2010, enrolment stood at 14 030 528 electors, and after the final close of rolls following the High Court’s decision in Rowe v Electoral Commissioner [2010] HCA 46 (Rowe), 14 088 260 electors were enrolled to vote.[2] 3.3 Following removal of the names of deceased electors, the addition of those electors whose enrolment claims had been received but not processed prior to the final close of rolls by the Australian Electoral Commission (AEC), and the reinstatement of those electors removed from the roll in error by the AEC, the final election enrolment for the 2010 federal election was 14 086 869 electors.[3] This indicates that the electoral roll grew between the 2007 and 2010 elections by some 440 330 electors. 3.4 While the number of electors on the electoral roll is increasing, the eligible Australian population is continuing to grow at a faster rate than the electoral roll. Consequently, the overall enrolment participation rate has continued to decline.[4] 3.5 The enrolment figures and growth detailed so far in this chapter compare the election enrolment at the 2007 and 2010 federal elections. The Committee sees this as the most appropriate way of comparing enrolment between elections, as it takes into account the changes the AEC is permitted to make at an election. 3.6 However, an examination of the close of rolls figures for elections from 2001 to 2010 tells a similar tale, as shown by the figures in Table 3.1 below. Table 3.1 Electors enrolled at close of rolls, by State and Territory, 2001 to 2010 elections
Source Australian Electoral Commission, Submission 87, p. 22. 3.7 It is evident from the figures in Table 3.1 that the roll grew more between the 2004 and 2007 federal elections than it did between the 2001 and 2004 or 2007 and 2010 federal elections. 3.8 A significant factor contributing to the greater growth between 2004 and 2007 was the Targeted Enrolment Stimulation exercise (TES) that the AEC rolled out prior to the 2007 election. The AEC advised that in the lead up to the 2007 election, it spent $36 million on enrolment stimulation activities, which included:
3.9 This program of enrolment stimulation was not undertaken prior to the 2010 federal election. The Electoral Commissioner told the Committee:
3.10 For the 2010 federal election, the AEC attempted to stimulate enrolment by focusing on a mix of refinements to the Continuous Roll Update program (CRU) and the introduction of new activities such as the Famous People Vote Too campaign.[7] Various other enrolment activities were undertaken in the different states and territories in the lead up to the 2010 election. 3.11 The AEC State Manager for Queensland, Ms Anne Bright, informed the Committee that:
3.12 Ms Jenni McMullan, AEC State Manager for Victoria, discussed some enrolment highlights in her state, including the roving enroller program run jointly with the Victorian Electoral Commission, which targeted young people, particularly those at universities; AEC attendance at the Hip Hop Music Festival; the Enrol to Vote Week campaign which involved 68 per cent of Victorian schools; meeting with homeless agencies to provide information on enrolment and voting; an enrolment drive at the Melbourne Good Food and Wine Show; and working with communities affected by the bushfires in 2009 as the rebuilding program gained momentum.[9] 3.13 The AEC Manager for the Northern Territory, Mr Robert Pugsley, informed the Committee that the AEC’s Indigenous Electoral Participation Program (IEPP) had commenced in May 2010. He advised that AEC staff had travelled widely throughout the Northern Territory encouraging Indigenous people to participate in elections, and stated that:
3.14 While state and territory based initiatives help to increase enrolment participation on a smaller scale, the most significant program of enrolment activity undertaken by the AEC remains the continuous roll updates. The AEC explained that:
3.15 However, the overall effectiveness of CRU in generating enrolment is variable and remains problematic, despite increased response rates in the lead up to an election. The AEC noted that:
3.16 The AEC enrolment activities have not been sufficiently effective in arresting the trend of declining enrolment participation that has been evident for over a decade. Figure 3.1 illustrates the widening gap between the eligible population and enrolled electors. Figure 3.1 Estimated eligible population and enrolled electors, 1999–2010 ![]() Source Australian Electoral Commission, Submission 87.1, p. 3. 3.17 In March 2009, the Electoral Commissioner told the Committee that an estimated 1.2 million eligible electors were not on the electoral roll.[13] By the end of December 2009, this had risen to approximately 1.39 million electors,[14] and at 30 June 2010 the number had grown to 1.59 million.[15] Opposition members of the Committee note that it is an individual elector’s responsibility to join the electoral roll and to update their details as one of the key duties of citizenship. These members believe it is vital for our nation’s democratic health to ensure that elections are decided by a voter list that is accurate. Opposition members feel that adding people to the roll through means other than the individual enrolling themselves would jeopardise this outcome. 3.18 The continued drop in participation is of concern to the AEC, which informed the Committee that declining enrolment participation has implications for the health of Australia’s democracy. The AEC asserted that:
3.19 Following the 2007 federal election, the Australian National Audit Office (ANAO) undertook a performance audit into the AEC’s preparations for, and conduct of, the 2007 federal election. In that review, the ANAO also raised concerns about enrolment decline, finding that:
3.20 Some participants told the Committee that the decline may be due in part to the stringent objection processes mandated by the Commonwealth Electoral Act 1918, coupled with the inability of the AEC to use existing data sources that indicate where electors reside to update enrolment details for those electors. The Democratic Audit of Australia observed that:
3.21 Elections analyst, Mr Antony Green, told the Committee that the current enrolment system is biased toward removing people from the roll:
3.22 The AEC supports changes to balance out the effects of objection action on the roll. It argued that with a direct enrolment process, it could utilise data from external agencies to add eligible person to the roll. The AEC anticipates that direct enrolment would provide the following benefits:
3.23 Conversely, an alternate view suggests that our system of compulsory enrolment places an obligation to ensure up to date enrolment directly on the individual. The Nationals argued that:
Committee conclusion3.24 The Committee remains concerned about the long-term effects of the decline in enrolment participation rates, and notes that the decline has continued despite ongoing efforts on the part of the AEC to arrest it using measures currently permitted under the Commonwealth Electoral Act. Opposition members feel it is vital that every effort is made to ensure that the electoral roll is accurate, and oppose any move to include electors who have not enrolled to vote. These members believe that the AEC would be better suited to review their current campaigns to encourage people to enrol rather than seek to change the legislation so that they enrol people against their knowledge. 3.25 The majority of the Committee agrees with Dr Peter Brent, who made the point that appropriate solutions for arresting enrolment decline are at hand. A possible solution has already been canvassed by this Committee during a previous inquiry and was the subject of the Committee’s report Inquiry into the implications of the Parliamentary Electorates and Elections Amendment (Automatic Enrolment) Act 2009 (NSW) for the conduct of Commonwealth elections (Automatic Enrolment Report). 3.26 The majority of the Committee is of the view that enrolment decline should be arrested as a matter of urgency, and agrees with Mr Antony Green that the current system is biased toward removing people from the roll, with recent amendments to enrolment and the objection process preventing too many electors from exercising the franchise. Objection matters are dealt with later in this chapter. Opposition members are of the view that enrolment decline should be addressed and the AEC might need to consider its current efforts to increase participation. They feel that addressing the enrolment decline should not come at the expense of the integrity of the electoral roll. Flexible enrolment and roll maintenance processes3.27 State parliaments are also concerned about the effects of enrolment decline. The New South Wales and Victorian parliaments have legislated to allow more flexible enrolment and electoral roll maintenance processes to be adopted in their jurisdictions in an attempt to arrest enrolment decline. 3.28 In New South Wales, the New South Wales Electoral Commission (NSWEC) uses data from state agencies to directly enrol new electors and update the electoral roll details of existing electors. As at 28 January 2011, some 8 388 enrolment transactions had occurred with some 58 per cent being new enrolments and 42 per cent changes of address.[22] 3.29 In Victoria, the Victorian Electoral Commission (VEC) used data supplied by the Victorian Curriculum and Assessment Authority which it matched against Births, Deaths and Marriages data and data from the Department of Justice to ensure that students were eligible to enrol. As a result of the data matching, some 6 576 students were directly enrolled.[23] 3.30 Under roll sharing arrangements with these states, the AEC obtains the details of these electors and sends information to facilitate their addition to the Commonwealth electoral roll. However, as enrolment at the federal level must be elector initiated, these state direct enrolments are not translating into Commonwealth enrolments. The AEC advised that only two per cent of these directly enrolled persons in New South Wales have subsequently enrolled on the Commonwealth electoral roll.[24] 3.31 The Committee has previously reported that flexible enrolment processes adopted in other jurisdictions could have implications for the Commonwealth electoral roll, including confusing voters and increasing levels of divergence, with the Commonwealth roll ultimately becoming more incomplete.[25] However, Opposition members do not see this as a reason to reduce the integrity of the Commonwealth electoral roll by relying on potentially unreliable state information for people who have been automatically enrolled as a result of state legislation. They stressed that it is more important for those who have been enrolled automatically at a state level to confirm that their details are in fact correct, by taking the time to enrol for federal elections through the AEC, as is the responsibility of every Australian citizen. 3.32 The AEC considered roll divergence to be a problem, stating that:
3.33 The Committee invited the Electoral Commissioners for Victoria and New South Wales to discuss the arrangements that had been put in place in their respective states. 3.34 The Victorian Electoral Commissioner, Mr Steve Tully, described the flexibilities provided to the VEC, stating that:
3.35 When asked if there were differences between the Victorian model and that used by the NSWEC, Mr Tully told the Committee that:
3.36 In respect of those school leavers who had been automatically enrolled, Mr Tully explained that:
3.37 Mr Tully confirmed that roll divergence was a potential problem, despite the VEC working with the AEC to minimise its impact as much as possible.[30] 3.38 In a meeting with the NSWEC, the Committee learned that it was working closely with the AEC, to ensure that, where possible, the SmartRoll processes adopted in New South Wales also provided some benefit to the Commonwealth roll by ensuring that enrolment forms and declaration envelopes used to facilitate state enrolment were also compliant with Commonwealth enrolment legislation.[31] 3.39 The AEC holds the view that something needs to be done to provide flexible approaches to enrolment and roll maintenance processes, not just to arrest the decline in participation, but also to move workloads out of the election period, wherever possible. The Electoral Commissioner stated that:
3.40 The Committee rigorously discussed the flexibilities sought by the AEC during the hearing in Canberra on 4 March 2011. It became obvious during the hearing that there were opposing views held on the issue of direct enrolment. In justifying the AEC’s support for direct enrolment, Mr Killesteyn explained that:
3.41 The AEC noted that the New South Wales and Victorian Parliaments had also enacted legislation to enable electors to enrol on Election Day providing that they were able to produce evidence of identity at the time of casting a provisional vote.[34] 3.42 While data sharing for the purposes of direct enrolment and direct update of enrolment is not currently permitted, the AEC submitted that it currently uses data to enable it to send letters to electors as part of CRU processes. 3.43 The AEC has indicated that it would use the data received from some of its existing suppliers in any future roll maintenance model, also that it has had some preliminary discussions with the Australian Tax Office (ATO), which has indicated its willingness to message persons who notify ATO of address changes, that they should also contact the AEC to inform of the change of address. 3.44 The Committee wrote to the Electoral Commissioner requesting details of the discussions with ATO and seeking information about possible data sharing opportunities. 3.45 The AEC responded by letter confirming that discussions were in progress, advising that the ATO was intending to message clients who advised changes of address and providing a link to the AEC website. 3.46 The AEC noted, however, that under existing legislation governing the privacy of taxpayer information, the ATO would be prohibited from sharing name and address data with the AEC.[35] Committee conclusion3.47 It is evident to the Committee that there are serious implications for the electoral system if action is not taken to arrest the decline in enrolment. Opposition members believe that the AEC needs to urgently review the effectiveness of its current campaigns to inform people of their duty to add themselves to the Commonwealth electoral roll and to update their details when they change addresses. 3.48 The Committee notes that enrolment is compulsory, but also notes that despite compulsion, the trend of decline in enrolment participation has been evident since before the turn of the century. 3.49 The Committee considers roll completeness to be a critical component of roll integrity. It is clear that an incomplete electoral roll has the potential to diminish the Australian community’s continued acceptance of the legitimacy of election results. Opposition members believe it is also important to ensure that the information on the electoral roll is correct, allowing those to vote whose details are incorrect would raise far more questions about the legitimacy of election results than a roll which is allegedly incomplete. Opposition members asserted that if the legitimacy of electoral results was to be seriously addressed, setting up a fraud division within the AEC with effective powers to prepare prosecutions would be the first step. 3.50 The Committee agrees with the Australian Electoral Commissioner, Mr Killesteyn, who told the Committee that:
3.51 The Committee reiterates the position it took when examining enrolment issues following the 2007 federal election. That is, ‘the threshold issue facing Australia’s democracy is to ensure that enrolment and roll update processes be made as accessible as possible in order to enable the franchise, whilst not compromising the integrity of the electoral roll and subsequently the electoral system’.[37] 3.52 To this end the Committee draws attention to the recommendations made in its earlier report into the implications of the Parliamentary Electorates and Elections Amendment (Automatic Enrolment) Act 2009, which are designed to provide some flexibility in the maintenance of the electoral roll. 3.53 While the Committee does not intend to restate the findings of that inquiry, it is satisfied from re-examining some of the matters considered then that urgent action needs to be taken to address the issue of declining enrolment and believes that the New South Wales and Victorian Parliaments have enacted appropriate legislation to help address this issue in their respective jurisdictions. 3.54 The majority of the Committee accepts that the Commonwealth should adopt a model that allows direct enrolment of electors on the basis of accurate and reliable data provided to the AEC, and the direct update of enrolment details based on that same data wherever required. However, Opposition members believe that the only data that should be truly relied upon is an individual elector’s enrolment form when they join the roll or update their details. They felt that relying on any other information would dramatically reduce the integrity of the roll. 3.55
However, the Committee is not specifically recommending the adoption of
the models presently utilised in New South Wales or Victoria. The Committee
agrees with the Australian Electoral Commissioner that a model adopted at the Commonwealth
level requires transparency regarding the data sources it utilises.[38]
3.58 The Committee notes the assistance being provided to the AEC by the ATO in notifying people who have advised the ATO of a change of address that they should also update their enrolment details. The Committee is also aware that cooperation beyond that is limited, as data sharing arrangements between the AEC and the ATO are not currently permissible. 3.59 The Committee believes that if the ATO were permitted to share enrolment relevant data with the AEC it would provide a genuine and lasting improvement to roll maintenance processes and roll integrity.
3.61 The Committee believes that enrolment at the time of voting provides an important safety net for a system which allows for direct enrolment and update. The Committee is satisfied that such an option should be available at the Commonwealth level, but believes that enrolment obtained in this manner should only be permitted for the address which appears on the evidence of identity document.
3.64 The Committee also notes the decision of the Federal Court of Australia in Getup Ltd v Electoral Commissioner [2010] FCA 869, which was discussed briefly in Chapter 2. 3.65 The Committee believes that the use of electronic or digitally formed signatures should now be specifically provided for in the Commonwealth Electoral Act.
Objections to enrolment3.67 The matter of objecting to the enrolment of electors on the basis that the AEC believes a person does not reside at a particular address also has implications for the completeness of the electoral roll. 3.68 The Committee heard during this inquiry, and during the inquiry into the 2007 federal election, that the enrolment system is biased toward taking persons off the roll rather than facilitating the enrolment of electors. 3.69 The matter merits consideration because it impacts on the ability of electors to be reinstated to the electoral roll at elections, and contributes significantly to the number of votes which are disqualified from progressing into the scrutiny. 3.70 However, it is clear that amendments made by the then Government in 2004 to subsections 114(4) and 118(4)[39] and to Schedule 3 in 2006[40] of the Commonwealth Electoral Act, which specifically removed any discretion that existed for the AEC to make an informed decision about the enrolment of electors who no longer reside at the enrolled address has influenced the growth in the rejection rate of provisional and other declaration votes. These matters are discussed in some detail in Chapter 6. 3.71 The Committee deals with the matters particular to objections processes here (even though also related to reinstatements) on the basis that they are inherently a roll maintenance issue and rest comfortably in this chapter. 3.72 Opposition members expressed a number of concerns with the recommendations in this chapter. 3.73 Firstly, Recommendations 1 and 2 regarding automatic enrolment, and the AEC's use of means other than an individual's enrolment form to initially enrol voters or update enrolment details. Coalition concerns were outlined in the Dissenting Report to the Committee's inquiry into the implications of the Parliamentary Electorates and Elections Amendment (Automatic Enrolment) Act 2009 (NSW) for the conduct of Commonwealth elections, and are further expanded upon in the Coalition Members' and Senators' Dissenting Report for this inquiry. 3.74 Opposition members of the Committee are also concerned that the AEC has made a recommendation that is by its nature highly politically contentious and that poses such a dramatic change to our enrolment and roll management processes. These concerns have been expressed at numerous hearings. 3.75 Opposition members believe that consideration should be given to legislation to provide the AEC with the power to investigate allegations of fraudulent voter behaviour. It is important that such investigations are not discarded due to lack of resources and the provision of a legislative duty to investigate by the AEC will ensure this does not eventuate. 3.76 Finally, Opposition members qualify their support for Recommendation 6 regarding the proposed acceptance of electronic signatures by the AEC. Coalition members believe that such signatures should only be accepted following the provision of photographic identification such as a driver licence or a passport. Committee conclusion3.77 The Committee is of the view that changes made to the objections process by the then government in 2004, have prevented many electors who have been removed from the roll in error by the AEC, from subsequently being reinstated to the roll when they have cast a declaration vote for the same address from which they were removed, or for another address in the same electoral division. 3.78 In many such cases, the recommendations about direct enrolment and direct update of enrolment (Recommendations 1 and 2) made by the Committee earlier in this chapter have the potential to mitigate this particular situation to a degree, as they will allow the AEC to update the roll on the basis of information that it receives from other sources. 3.79 However, there will inevitably be a time delay between the release of this report and implementing the respective recommendations, should the Government accept and support them. Similarly, a significant proportion of the electors who have already been or will be removed from the roll because of the operation of the relevant subsections, will find no relief is available to them. 3.80 The Committee believes that there is no valid reason to remove the franchise from a person, who, despite not living at their enrolled address, still lives in the electoral division in which they are enrolled. 3.81 The Committee is also of the view that the requirement that the Electoral Commissioner ‘must’ object to the enrolment of a person for a Subdivision of a Division in the circumstances outlined above is not justified and that the Electoral Commissioner should be able to exercise discretion in such circumstances. 3.82 The Committee, therefore, makes the following recommendations aimed at ensuring that objection action, on the grounds of non-residence, are only made where appropriate. This is necessary to stop electors being removed from the roll in error.
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